Whether you specialise or provide a holistic financial planning service, Sesame’s team of experienced Compliance specialists can provide expert regulatory guidance across all product areas - available remotely or face to face.
How can we help?
- Highly skilled and experienced field and desk based compliance specialists Supervision visits and one-to-one guidance where necessary
- Customer Outcome Review team review and provide timely feedback to help keep your suitability reports in good shape
- Compliance help desk manned by people with in-depth compliance knowledge
- New recruits Applications Team to fully support you through the applications and referencing processes
- Regular forums with field compliance specialists and key Sesame experts, exploring current regulatory issues
- Online compliance manuals with detailed guidance on the FCA’s requirements and step-by-step guides
- Regular email communications keeping you up to date with the latest compliance news
- An online Client Agreement tool to help you fulfil your disclosure requirements
Plus much more…